Preparation of Disclosures
Expert support to help you get your disclosures right.
The obligations apply to all MIFIDPRU investment firms, whether classified as 'Small and Non-Interconnected' (SNI) or 'Non-Small and Non-Interconnected' (Non-SNI). Regardless of your classification, our team will be dedicated to supporting your needs, working closely with you to ensure your disclosures are submitted accurately and efficiently.
Over 25 years of experience supporting firms authorised and regulated by the FCA.
Our experts can help you make sense of complex disclosure requirements. We stay ahead of regulatory developments, leveraging deep industry expertise to proactively prepare you for upcoming regulatory changes. This includes guidance on the evolving MiFIDPRU framework, helping firms meet their disclosure obligations under IFPR.
By working with us, you'll obtain expert support with key mandates such as governance, risk management, own funds, and remuneration transparency.
Our services
We are well versed in the detail of MIFIDPRU disclosures and can support you with the collation of required risk management, governance, capital adequacy, and remuneration policy data. We will:
Ensure your remuneration policy meets SYSC19G requirements
Draft your disclosures in line with MIFIDPRU 8
Ensure the disclosures' content is balanced in its level of details
Advise on the identification of 'Material Risk Takers' and assess if any exemptions can be availed
Advise on the categorisation of the remuneration to the members of the LLP between 'fixed' and 'variable'
Complete the tables within the disclosures, linking the numbers to the financial statements, ICARA, and any other calculations
Guide dual regulated firms (Collective Portfolio Investment Management Firms) under the AIFMD and MIFIDPRU Remuneration codes on compliance with both codes and their disclosure requirements
Why work with us?
Regulatory reporting can be complex Appointing us as your dedicated partner will reduce the burden and help you focus more time back into your business.
Ahead of the curve
The regulatory landscape is constantly evolving. Our team stay informed of regulatory updates, ensuring that your reports will meet the latest regulatory standards.
Jurisdictional reporting
Our experienced team know the regulatory environment inside and out. We can accommodate your UK, US, and EU reporting requirements as required.
Relationship-led approach
We get to know your business and understand your team, helping us to work through and process your data appropriately for the reporting requirements.
There when you need us
You'll benefit from a dedicated support team that are focused on your priorities. Whether submitting once, or multiple times a year, our experts will work to your deadlines, acting in a responsive and efficient manner.
