Regulatory Reporting
and Advisory
Our experts support financial services firms with navigating complex reporting and meeting regulatory deadlines.
We are committed to understanding your unique needs. This enables us to respond swiftly and effectively to evolving regulations, ensuring you stay compliant and meet the required regulatory standards.
Providing support to firms authorised and regulated by the FCA for over 25 years.
By keeping our finger on the pulse, we stay ahead of upcoming regulations, using our industry expertise to prepare you for regulatory change ahead of time.
We take a relationship-first approach, building trust through genuine connection and tailored support. By investing time to understand your unique needs, we become a true extension of your team, supporting with both routine and ad-hoc requirements. Our accessibility means we're always within reach ready to help and advise, as and when you need.
Our services
We help you to meet your prudential reporting requirements, handling calculations and preparations of regulatory returns as required under MIFID and AIFMD legislation. Our expertise also extends to complex groups who we help to understanding the FCA’s rules relating to ‘Investment Firm Groups’.
You can rely on us to manage your Annex IV, Form PF and Form CPO-PQR reporting. We won’t just keep you compliant, we'll simplify complexity, reduce risk, and act as a trusted partner to your team.
We can provide you with independent wind down planning and ICARA support, helping to ensure your firm meets its obligations under MIFIDPRU 7 and adheres to ever changing FCA expectations.
Meet your OFAR requirements confidently with expert support. We will help you to build out tailored regulatory monitoring tools which forecast your capital and liquidity needs, track thresholds, and support proactive compliance.
Whether you are classified as 'Small and Non-Interconnected' (SNI) or 'Non-Small and Non-Interconnected' (Non-SNI) our team is equipped to support your needs. We can assist you with your tailored disclosure requirements and prepare your remuneration policies to meet regulatory requirements and reflect industry best practice.
Whether you are navigating new or existing SMF rules, our team of specialists bring subject matter expertise to guide you through the process every step of the way. Helping you prepare your statement of responsibilities in line with FCA requirements.
Sector expertise
As financial services experts, we offer market-leading expertise to businesses including, but not limited to, asset managers, payment firms, investment managers, and hedge funds. Our advice is built on years of sector-specific experience and a deep understanding of FCA reporting. Whether you need one-off support or a full suite of services, we’re here to help.
Why work with us?
Regulatory reporting can be complex. As your dedicated partner, we can reduce the burden and help you focus more time back into your business.
Ahead of the curve
The regulatory landscape is constantly evolving. Our team stay informed of regulatory updates, ensuring that your reports will meet the latest regulatory standards.
Jurisdictional reporting
Our experienced team know the regulatory environment inside and out. We can accommodate your UK, US, and EU reporting requirements as required.
Relationship-led approach
We get to know your business and understand your team, helping us to work through and process your data appropriately for the reporting requirements.
There when you need us
You'll benefit from a dedicated support team that are focused on your priorities. Whether submitting once, or multiple times a year, our experts will work to your deadlines, acting in a responsive and efficient manner.
Hear from our clients
This testimonial is from a professional services firm that works with Buzzacott, specifically Priya Mehta and her team, on regulatory matters where there is a financial element. This includes Annex IV reporting and regulatory capital requirements. They know their stuff! They are pragmatic and have an outstanding knowledge of both regulation and financial disclosure. The team has a broad base of skills, are responsive and economic. We see them as an extension of our team, always available to answer quick questions and to provide responses that make sense and which they explain properly.
All of the team are extremely knowledgeable but also very easy to talk to. They are quick to respond, and no question is too small. They are always available when you need them and they make you feel like you are their only customer. They go above and beyond by proactively suggesting helpful ideas that would improve the efficiency of our operations.
We find the team in Buzzacott’s regulation and compliance services to be very knowledgeable and professional across the regulatory landscape. The team have supported our filing requirements and ensured regulatory compliance throughout the year. I would recommend Buzzacott to any manager.
Priya Mehta and her team at Buzzacott are very knowledgeable and committed to deliver a great service, as well as friendly and approachable, having allowed us to develop a very close professional relationship along the years. They understand our business and are able to interpret and anticipate regulatory reporting needs and requirements to almost seamlessly integrate those within our activities, which has been extremely valuable for us. They remain key partners and an asset for our business.
We have been impressed with the seamlessly integrated nature of their accounting and regulatory functions, which ensures the efficient flow of vital information to our stakeholders. They're very good at communicating complex accounting and regulatory jargon in plain English.
We appreciate their responsiveness to our particular needs and their flexibility in service delivery, which is highly personalised and consistently reliable. We would have no hesitation in recommending them to other firms.
This testimonial is from a professional services firm that works with Buzzacott, specifically Priya Mehta and her team, on regulatory matters where there is a financial element. This includes Annex IV reporting and regulatory capital requirements. They know their stuff! They are pragmatic and have an outstanding knowledge of both regulation and financial disclosure. The team has a broad base of skills, are responsive and economic. We see them as an extension of our team, always available to answer quick questions and to provide responses that make sense and which they explain properly.
All of the team are extremely knowledgeable but also very easy to talk to. They are quick to respond, and no question is too small. They are always available when you need them and they make you feel like you are their only customer. They go above and beyond by proactively suggesting helpful ideas that would improve the efficiency of our operations.
We find the team in Buzzacott’s regulation and compliance services to be very knowledgeable and professional across the regulatory landscape. The team have supported our filing requirements and ensured regulatory compliance throughout the year. I would recommend Buzzacott to any manager.
Priya Mehta and her team at Buzzacott are very knowledgeable and committed to deliver a great service, as well as friendly and approachable, having allowed us to develop a very close professional relationship along the years. They understand our business and are able to interpret and anticipate regulatory reporting needs and requirements to almost seamlessly integrate those within our activities, which has been extremely valuable for us. They remain key partners and an asset for our business.
We have been impressed with the seamlessly integrated nature of their accounting and regulatory functions, which ensures the efficient flow of vital information to our stakeholders. They're very good at communicating complex accounting and regulatory jargon in plain English.
We appreciate their responsiveness to our particular needs and their flexibility in service delivery, which is highly personalised and consistently reliable. We would have no hesitation in recommending them to other firms.
